1.
Research on Legal Supervision System to Online Securities Trading of USA;
美国网上证券交易监管法律制度研究
2.
An Empirical Analysis of Supervision Power Allocation between Securities Supervision Committee and Stock Exchanges;
证监会与证券交易所监管权配置实证分析
3.
Comparison of Self-regulation of Securities Exchange between China and America;
证券交易所自律监管职能的中美比较
4.
A Survey on the Effectiveness of Insider Trading Regulation
证券市场内幕交易监管的有效性分析
5.
Activities of account executives are overseen by the SEC and the NASD.
证券交易委员会和全美证券交易商协会监管经纪人的工作。
6.
Analysis on supervisory incentive of stock exchange in China:Distribution of supervisory power between the government and stock exchange;
中国证券交易所监管激励分析:政府与交易所监管权分配
7.
The Empirical Analysis of the Surveillance Practice on the SME Board in Shenzhen Stock Exchange;
深圳证券交易所中小企业板块监管实证分析
8.
strengthening the securities trading is realized the securities superviseing the internationalize.
加强证券交易中的持续性责任，实现证券监管国际化。
9.
A Research on the Supervision and Management Function of Stock Exchange
证券交易所监管功能研究——从企业组织的视角
10.
The Legal Problem s Study of Bank Intervening Supervision in Stock Exchange Settlement;
银行介入证券交易结算监管的法律问题研究
11.
International Comparison and Study about Self-regulation of Stock Exchanges;
证券交易所自律监管制度国际比较研究
12.
The Study of the Insider Trading and the Problems of the Regulation;
当代中国证券市场内幕交易及其监管问题研究
13.
Comparison and research of supervision system of security over the counter market;
证券场外交易市场监督管理体制比较研究
14.
Regulation Power of Stock Exchange
证券交易所对上市公司监管权的若干问题研究
15.
Formation and Development of the Self-regulation Mode of Stock Exchanges
证券交易所自律监管模式的形成和发展
16.
Commissioner for Securities and Commodities Trading
证券及商品交易监理专员〔证监专员〕
17.
On the Interaction between the Securities Transaction System of Self-Regulation and that of Administrative Regulation;
论证券交易所自律监管制度及其与行政监管的互动关系
18.
Study on Securities Clients' Capital Depository and Supervising System
证券客户交易结算资金存管制度与监管体系研究